Question Type 问题类型 | Multiple Choice Questions 40% 多项选择题 40% |
Short Answer / MCQ 简答题 / MCQ | Calculation 计算 | ||||
No. 不。 | Book Chapter 书籍章节 | Content 内容 | Key Terms/Definition 关键术语/定义 | Analyze 分析 | Calculation 计算 | ||
Chapter 2 An Overview of the Financial System 第 2 章 金融体系概述 |
2.1 Function of Financial Markets 2.1 金融市场的功能 |
direct finance 直接融资 | |||||
indirect finance 间接融资 | |||||||
liabilities 负债 | |||||||
capital 资本 | |||||||
2.2 Structure of Financial Markets 2.2 金融市场的结构 |
short/long/intermediate term 短期/长期/中期 |
contrast direct and 对比 Direct 和 | |||||
investmnet banking Investmnet 银行业务 | |||||||
underwriting 保险业 | 2 dentify the structure and 2 确定结构 |
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brokers/dealers 经纪人/交易商 | 3 List and describe the different 3 列出并描述不同的 |
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2.3 Financial Market Instruments 2.3 金融市场工具 |
default 违约 | types of financial market 金融市场的类型 |
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2.4 Internationalization of Financial Markets 2.4 金融市场国际化 |
foreign/euro bond/currencies 外币/欧元债券/货币 |
types of financial market 金融市场的类型 |
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2.5 Function of Financial Intermediaries: Indirect Finance 2.5 金融中介机构的作用:间接金融 |
financial intermediation 金融中介 | ||||||
transaction costs 交易成本 | |||||||
economies of scale 规模经济 | |||||||
conflicts of interests 利益冲突 | |||||||
2 | Chapter 3 What Is Money? 第 3 章 什么是货币? |
3.2 Functions of Money 3.2 货币的功能 | currency 货币 | 1 Ander 理解货币的功能 2 比较和对比 M1 和 M2 货币供应的定义和组成部分
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Changes in the components of M1 and M2 M1 和 M2 组件的变化 |
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income/wealth 收入/财富 | |||||||
medium of exchange 交换媒介 | |||||||
unit of account 记账单位 | |||||||
store of value 价值储存 | |||||||
liquidity 流动性 | |||||||
3.4 Measuring Money 3.4 衡量货币 | money aggregates 货币聚合 | ||||||
M1 M1 系列 | |||||||
M2 M2 系列 | |||||||
3 | *Chapter 4 The Meaning of Interest Rates *第 4 章 利率的含义 |
4.1 Measuring Interest Rates 4.1 衡量利率 |
cash flow 现金流量 | 1 Recognize the distinctions among yield to maturity, current yield, rate of return, and rate of capital gain 2 Interpret the distinction between real and nominal interest rates 1 识别到期收益率、当前收益率、回报率和资本收益率之间的区别 2 解释实际利率和名义利率之间的区别 |
* Calculate the present value of future cash flows and the yield to maturity on the four types of credit market instruments, as well as rate of return and capital gain of debt investments. * 计算四种信贷市场工具的未来现金流现值和到期收益率,以及债务投资的回报率和资本收益。 |
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present value 现值 | |||||||
simple loan 简单贷款 | |||||||
fixed-payment loan 定期付款贷款 | |||||||
coupon bond 票息债券 | |||||||
discount/zero-coupon bond 贴现/零息债券 |
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face/par value 面值/面值 | |||||||
coupon rate 票面利率 | |||||||
yield to maturity (YTM) 到期收益率 (YTM) | |||||||
4.2 利率和回报率的区别 4.3实际利率与名义利率的区别
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return and rate of return 回报和回报率 |
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rate of capital gain 资本收益率 | |||||||
nominal interest rate 名义利率 | |||||||
real interest rate 实际利率 | |||||||
4 | *Chapter 5 The Behavior of Interest Datoc *第 5 章 利益 Datoc 的行为 |
5.1 Determinants of Asset Demand 5.1 资产需求的决定因素 |
expected return 预期回报 | -1 Analyze how relative factors affect the demand for assets -*2 Use D&S to analyze the equilibrium of bond and money -1 分析相对因素如何影响资产需求 -*2 使用 D&S 分析债券和货币的均衡 |
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risk 风险 | |||||||
theory of portfolio choice 投资组合选择理论 |
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5.2/5.3 Supply and Demand in the Bond Market 5.2/5.3 债券市场的供求关系 |
vulu 武鲁 | 5.4/5.5 货币市场的供求关系 5.6 货币和利率
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The Liquidity Preference Framework 流动性偏好框架 |
3 Identify the effects on the interest rate of changes in money growth 3 确定货币增长变化对利率的影响 |
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5 | *Chapter 8 An Economic Analysis of Financial Structure *第 8 章 金融结构的经济分析 |
8.1 Basic Facts About Financial Structure 8.1 关于财务结构的基本事实 |
collateral/secured debt restrictive covenants 抵押/担保债务限制性契约 |
1 Summarize how transaction costs affect financial intermediaries 2 Describe why asymmetric information leads to adverse selection and moral hazard *3 Use asymmetric information framework to analyze any financial market phenomenon 1 总结交易成本如何影响金融中介机构 2 描述为什么不对称信息会导致逆向选择和道德风险 *3 使用不对称信息框架分析任何金融市场现象 |
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8.2 Transaction Costs 8.2 交易成本 | ||||||
8.3 不对称信息:不利 选择和道德风险
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Asymmetric Information 不对称信息 | |||||
Adverse Selection 逆向选择 | ||||||
Moral Hazard 道德风险 | ||||||
agency theory 代理理论 | ||||||
8.4 The Lemons Problem: How Adverse Selection Influences Financial Structure 8.4 柠檬问题:逆向选择如何影响财务结构 |
the lemons problem 柠檬问题 | |||||
free-rider problem 搭便车问题 | ||||||
net worth (equity capital) 净资产(股本) |
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8.5 How Moral Hazard Affects the Choice Between Debt and Equity Contracts 8.5 道德风险如何影响债务合同和股权合同之间的选择 |
principle-agent problem 原则-代理问题 | |||||
8.5 How Moral Hazard Influences Financial Structure in Debt Markets 8.5 道德风险如何影响债务市场的金融结构 |
incentive-compatible 激励兼容 | |||||
6 | Chapter 9 Banking and the Management of Financial Institutions 第 9 章 银行业务和金融机构的管理 |
9.1 The Bank Balance Sheet 9.1 银行资产负债表 |
chekable deposits Chekable 存款 | 1 Use T-account to identify how various transactions affect the banks' balance sheet 2 Explain the importance of bank capital and the trade-off between safety and profitability. 1 使用 T-account 确定各种交易如何影响银行的资产负债表 2 解释银行资本的重要性以及安全性和盈利能力之间的权衡。 |
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discount loans 贴现贷款 | ||||||
bank capital 银行资本 | ||||||
reserves (requirements) 储备(要求) | ||||||
vault cash 金库现金 | ||||||
9.2 Basic Banking 9.2 基础银行业务 | asset transformation 资产转换 | |||||
9.2 Basic Banking 9.2 基础银行业务 | deposit outflow 存款流出 | |||||
9.3 General Principles of Bank Management 9.3 银行管理的一般原则 |
liquidity management 流动性管理 | |||||
capital adequacy management 资本充足率管理 |
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redit risk Redit 风险 | ||||||
interest-rate risk 利率风险 | ||||||
equity multiplier 净值乘数 | ||||||
9.4 Managing Credit Risk 9.4 管理信用风险 | screening 筛分 | |||||
9.5 Managing Interest-Rate Risk 9.5 管理利率风险 |
gap analysis 差距分析 | |||||
duration analysis 持续时间分析 | ||||||
7 | 9.6 Off-Balance-Sheet Activities 9.6 资产负债表外活动 |
off-balance-sheet activities 资产负债表外活动 |
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Chapter 10 Economic Analysis of Financial Regulation 第 10 章 金融监管的经济分析 |
10.1 Asymmetric Information as a Rationale for Financial Regulation 10.1 信息不对称作为金融监管的理由 |
government safety net 政府安全网 | 1 确定政府安全网的原因和形式 -金融市场 -2 列出并总结金融监管的类型以及每种类型如何 - 减少信息不对称问题
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bank panic |
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too-big-to-fail 太大而不能倒 | ||||||
10.2 Types of Financial Regulation 10.2 金融监管的类型 |
leverage ratio 杠杆比率 | |||||
Basel Accord 巴塞尔雅阁 | ||||||
regulatory arbitrage 监管套利 | ||||||
prudential supervision 保诚监管 | ||||||
stress test 压力测试 |
8 | Chapter 11 Banking Industry: Structure and Competition 第 11 章 银行业:结构与竞争 |
11.2 Financial Innovation and the Growth of the "Shadow Banking System" 11.2 金融创新和“影子银行系统”的发展 |
dual banking system 双银行系统 | 1 Explain how financial innovation led to the growth of the shadow banking system 1 解释金融创新如何导致影子银行系统的发展 |
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11.3 Structure of the U.S. Commercial Banking Industry 11.3 美国商业银行业的结构 |
shadow banking system 影子银行系统 | |||||
financial engineering 金融工程 | ||||||
hedge 对冲 | ||||||
financial deriavatives 财务困境 | ||||||
securitization 证券化 | ||||||
originate-to-distribute originate-to-distribute (源到分发) | ||||||
disintermediation 去中介化 | ||||||
9 | Chapter 12 Financial Crises 第 12 章 金融危机 |
12.1 What is a Financial Crisis? 12.1 什么是金融危机? |
financial frictions 财务摩擦 | |||
financial crisis 金融危机 | 1 Define the term "financial crisis" 1 定义术语“金融危机” |
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12.2 Dynamics of Financial Crises 12.2 金融危机的动态 |
financial innovation 金融创新 | and identify the key features of the 并确定 |
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credit boom 信贷繁荣 | three stages of a financial crisis 金融危机的三个阶段 |
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deleveraging 去杠杆 | 2 Describe the causes and 2 描述原因和 |
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asseet-price bubble Asseet-Price Bubble (价格气泡) | consequences of the global 全球 |
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debt deflation 债务通缩 | financial crisis of 2007-2009 from 2007-2009 年金融危机 |
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12.3 The Global Financial Crisis of 2007- 12.3 2007 年全球金融危机- |
structured credit products 结构性信贷产品 |
the asymetric information 非对称信息 |
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subprime mortgages 次级抵押贷款 | perspective 透视 | |||||
mortgage backed securities 抵押贷款支持证券 |
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10 | Chapter 14 Central Banks 第 14 章 中央银行 | 14.1 Origins of the Federal Reserve System 14.1 联邦储备系统的起源 |
European Central Bank 欧洲中央银行 | |||
Eurosystem 欧元体系 | ||||||
Federal Reserve System 联邦储备系统 | ||||||
federal reserve banks 联邦储备银行 | ||||||
Federal Reserve Board of Governors 联邦储备理事会 |
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FOMC 联邦公开市场委员会 (FOMC) | ||||||
11 | *Chapter 15 The Money Supply Process *第 15 章 货币供应过程 |
15.1 Three Players in the Money Supply Process 15.1 货币供应过程中的三个参与者 |
1 使用 T-accoutns 分析各种交易如何影响货币基础 2 解释和说明存款创建过程,以及简单乘数和货币乘数之间的区别 3 确定三个参与者与影响货币供应过程的因素之间的关系
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15.2 The Fed's Balance Sheet 15.2 美联储的资产负债表 |
monetary base/high-powered money 货币基础/强能货币 |
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required/excess reserves 必需/超额准备金 | ||||||
reauired reserve ratio REAUIRED 准备金率 | ||||||
discount rate 贴现率 | ||||||
open market operations 公开市场操作 | ||||||
primary dealers 一级交易商 | ||||||
15.3 Control of the Monetary Base 15.3 货币基础的控制 |
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nonborrowed monetary base borrowed reserves 非借款货币基础借款准备金 |
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15.4 Multiple Deposit Creation: A Simple 15.4 创建多笔存款:一个简单的 |
multiple deposit creation 创建多笔存款 |
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Model 型 | simple deposit multiplier 简单存款乘数 |
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15.5 Factors That Determine the Money Supp 15.5 决定货币供应的因素 |
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15.6 Overview of the Money Supply Process 15.6 货币供应流程概述 |
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15.7 The Money Multiplier 15.7 金钱乘数 |
money multiplier 金钱乘数 | |||||
16.1 The Market for Reserves and the Federal Funds Rate 16.1 储备市场和联邦基金利率 |
federal funds rate 联邦基金利率 |