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Should sub-millimeter margins be deemed positive in oral cavity squamous cell carcinoma?
在口腔鳞状细胞癌中,亚毫米边缘是否应被视为阳性?

Chung-Jan Kang , Li-Yu Lee , Shu-Hang , Chien-Yu Lin , Kang-Hsing Fan , Wen-
姜忠简 , 李 丽宇 , 李淑航 , 林 建宇 , 范 康兴 , 温
Cheng Chen , Jin-Ching Lin , Yao-Te Tsai , Shu-Ru Lee , Chih-Yen Chien , Chun-Hung Hua ,
陈成 , 林金晶 , 蔡 耀特 , 李 淑茹 , 钱志彦 , 华振雄
Cheng Ping Wang , Tsung-Ming Chen , Shyuang-Der Terng , Chi-Ying Tsai , Hung-
王成平 , 陈宗明 , Shyuang-der Terng , 蔡 志英 , 洪-
Ming Wang , Chia-Hsun Hsieh , Chih-Hua Yeh , Chih-Hung Lin , Chung-Kan Tsao , Nai-
王明 , 谢嘉勋 , 叶志华 , 林志雄 , 曹 忠根 , 乃-
Ming Cheng , Tuan-Jen Fang , Shiang-Fu Huang , Li-Ang Lee , Ku-Hao Fang , Yu-
程明 , 方端仁 , 黄祥福 , 李 丽昂 , 方 渠浩 , 余
Chien Wang , Wan-Ni Lin , Li-Jen Hsin , Tzu-Chen Yen , Yu-Wen Wen , Chun-Ta Liao
王健 , 林婉妮 , Li-Jen Hsin , Tzu-Chen Yen , Yu-温 温 , Chun-Ta Liao
Department of Otorhinolaryngology, Head and Neck Surgery, Chang Gung Memorial Hospital and Chang Gung University, Taoyuan, Taiwan, ROC
长庚纪念医院和长庚大学耳鼻咽喉头颈外科,台湾桃园,中华民国
Department of Pathology, Chang Gung Memorial Hospital and Chang Gung University, Taoyuan, Taiwan, ROC
长庚纪念医院和长庚大学病理科,台湾桃园,中华民国
Department of Diagnostic Radiology, Chang Gung Memorial Hospital and Chang Gung University, Taoyuan, Taiwan, ROC
长庚纪念医院和长庚大学放射诊断科,台湾桃园,中华民国
Department of Radiation Oncology, Chang Gung Memorial Hospital and Chang Gung University, Taoyuan, Taiwan, ROC
长庚纪念医院和长庚大学放射肿瘤科,台湾桃园,中华民国
Department of Radiation Oncology, New Taipei Municipal TuCheng Hospital, Taiwan, ROC
台湾新北市土城医院放射肿瘤科
Department of Radiation Oncology, Chang Gung Memorial Hospital, Chiayi, Taiwan, ROC
中华民国台湾嘉义长庚纪念医院放射肿瘤科
Department of Radiation Oncology, Changhua Christian Hospital, Changhua, Taiwan, ROC
中华民国彰化市彰化市基督教医院放射肿瘤科
Department of Otorhinolaryngology-Head and Neck Surgery, Chang Gung Memorial Hospital, Chiayi, Taiwan, ROC
中华民国嘉义长庚纪念医院耳鼻咽喉头颈外科
Research Service Center for Health Information, Chang Gung University, Taoyuan Taiwan, ROC
长庚大学健康信息研究中心,台湾桃园
Department of Otolaryngology, Chang Gung Memorial Hospital Kaohsiung Medical Center, Chang Gung University College of Medicine, Taiwan, ROC
长庚大学医学院长庚纪念医院高雄医学中心耳鼻喉科,台湾
Department of Otorhinolaryngology, China Medical University Hospital, Taichung, Taiwan, ROC
中华医科大学医院耳鼻喉科,台湾台中
Department of Otolaryngology, National Taiwan University Hospital and College of Medicine, Taipei, Taiwan, ROC
国立台湾大学医院医学院耳鼻喉科,台湾台北,中华民国
Department of Otolaryngology, Shuang Ho Hospital, Taipei Medical University, New Taipei City, Taiwan, ROC
台北医学大学双和医院耳鼻喉科,台湾新北市
Department of Head and Neck Surgery, Koo Foundation Sun Yat-Sen Cancer Center, Taipei, Taiwan, ROC
顾家乐基金会孙中山癌症中心头颈外科,台湾台北,中华民国
Department of Oral and Maxillofacial Surgery, Chang Gung Memorial Hospital, Chang Gung University, Taoyuan, Taiwan, ROC
长庚大学长庚纪念医院口腔颌面外科,台湾桃园,中华民国
Department of Medical Oncology, Chang Gung Memorial Hospital and Chang Gung University, Taoyuan, Taiwan, ROC
长庚纪念医院和长庚大学肿瘤内科,台湾桃园,中华民国
Department of Plastic and Reconstructive Surgery, Chang Gung Memorial Hospital and Chang Gung University, Taoyuan, Taiwan, ROC
长庚纪念医院和长庚大学整形外科,台湾桃园,中华民国
Department of Nuclear Medicine and Molecular Imaging Center, Chang Gung Memorial Hospital and Chang Gung University, Taoyuan, Taiwan, ROC
长庚纪念医院和长庚大学核医学与分子影像中心,台湾桃园,中华民国
Department of Biomedical Sciences, College of Medicine, Chang Gung University, Taoyuan, Taiwan, ROC
长庚大学医学院生物医学系, 台湾桃园, 中华民国
Division of Thoracic Surgery, Chang Gung Memorial Hospital, Taoyuan, Taiwan, ROC
长庚纪念医院胸外科,台湾桃园,中华民国

A R T I C L E I N F O

Keywords: 关键字:

Oral cavity squamous cell carcinoma
口腔鳞状细胞癌
Resection margins 切除切缘
Positive margins 正边距
Cancer registry 癌症登记处
Clinical outcomes 临床结果

Abstract 抽象

A B S T R A C T Background: While several studies have indicated that a margin status of should be classified as a positive margin in oral cavity squamous cell carcinoma (OCSCC), there is a lack of extensive cohort studies comparing the clinical outcomes between patients with positive margins and margins .
A B S T R A C T 背景:虽然一些研究表明,在口腔鳞状细胞癌 (OCSCC) 中,切缘状态应 归类为阳性切缘,但缺乏广泛的队列研究比较切缘阳性患者之间的临床结果

Methods: Between 2011 and 2020, we identified 18,416 Taiwanese OCSCC patients who underwent tumor resection and neck dissection. Of these, 311 had margins and 1013 had positive margins. To compare patients with margins and those with positive margins, a propensity score (PS)-matched analysis ( 253 in each group) was conducted.
方法:2011-2020年,我们确定了18,416例台湾OCSCC患者接受了肿瘤切除和颈部清扫术。其中,311家有利润率 ,1013家有正利润率。为了比较有切缘 和有正切缘的患者,进行了倾向评分 (PS) 匹配分析(每组 253 名)。

Results: The group with margins displayed a notably higher prevalence of several variables: 1) tongue subsite, 2) younger age, 3) smaller depth of invasion), 4) early tumor stage, and 5) treatment with surgery alone. Patients with margins demonstrated significantly better disease-specific survival (DSS) and overall survival (OS) rates compared to those with positive margins ( versus versus , both
结果:有边缘 的组在几个变量上的患病率明显更高:1)舌亚位,2)年龄较小,3)浸润深度较小),4)早期肿瘤阶段,以及5)单独手术治疗。与切缘阳性的患者相比,有切缘 的患者表现出显着更好的疾病特异性生存期 (DSS) 和总生存率 ( vs vs ,两者

0.0001). Multivariable analysis further confirmed that positive margins were an independent predictor of worse 5 -year DSS (hazard ratio and . In the PS-matched cohort, the 5 -year outcomes for patients with margins compared to positive margins were as follows: DSS, versus , respectively ( ) and OS, versus , respectively ( ).
0.0001)。 多变量分析进一步证实,阳性切缘是 5 年 DSS 较差的独立预测因子(风险比 .在 PS 匹配队列中,切缘患者 与切缘阳性患者的 5 年结局如下:DSS 与 ,分别为 ) 和 OS, 分别为 )。
Conclusions: OCSCC patients with a margin status exhibited distinct clinicopathological characteristics and a more favorable prognosis compared to those with positive resection margins.
结论:与切缘阳性患者相比,切缘状态 的OCSCC患者表现出明显的临床病理特征和更良好的预后。

Introduction 介绍

The primary approach to treating oral cavity squamous cell carcinoma (OCSCC) is surgical intervention, which may include neck dissection depending on the specifics of the case. After surgery, the patient may receive adjuvant chemoradiotherapy (CRT) or radiotherapy (RT), depending on the assessment of pathological risk factors (RFs) . One of the key RFs is surgical margin status, which is determined by pathologists but can be significantly influenced by the surgeon's actions. Notably, the advent of digital pathology has introduced decimal measurements, providing more precise information about resection margins [3]. In addition, the integration of artificial intelligence technology has facilitated the identification of skipped lesions, which could potentially change the classification of margin status from clear to close or positive [4]. Research consistently shows a strong association between positive or close margins and both local control and survival outcomes [5-12]. As a result, the National Comprehensive Cancer Network (NCCN) guidelines recommend that patients with OCSCC and positive resection margins should receive postoperative CRT instead of RT alone to improve locoregional control . While the NCCN guidelines define positive margins as the presence of malignant cells at the resection margin [1], other studies and guidelines consider positive margins to include invasive cancer within of the resection margin .
治疗口腔鳞状细胞癌 (OCSCC) 的主要方法是手术干预,根据病例的具体情况,可能包括颈部清扫术。手术后,患者可能会接受辅助放化疗 (CRT) 或放疗 (RT),具体取决于对病理危险因素 (RF) 的评估。其中一个关键的 RF 是手术切缘状态,它由病理学家确定,但可能会受到外科医生行为的显着影响。值得注意的是,数字病理学的出现引入了十进制测量,提供了有关切除边缘的更精确信息[3]。此外,人工智能技术的整合促进了对跳过病变的识别,这可能会将边缘状态的分类从清晰变为关闭或阳性[4]。研究一致显示,阳性或接近切缘与局部控制和生存结局之间存在很强的相关性[5-12]。因此,美国国家综合癌症网络 (NCCN) 指南建议 OCSCC 和切缘阳性的患者应接受术后 CRT 而不是单独放疗,以改善局部区域控制 。虽然NCCN指南将阳性切缘定义为切除边缘存在恶性细胞[1],但其他研究和指南认为阳性切缘包括切缘内 的浸润性癌症
A recent meta-analysis of seven studies involving 2215 patients found that a margin distance of , which includes positive margins and margins of less than , was associated with a 2.96 -fold increase in local recurrence rate compared to margins of or greater [5]. However, some surgeons have expressed confidence in the adequacy of margins following wide resection and questioned the significance of postoperative margins of less than . In addition, it has been argued that re-excision with margins often does not uncover residual tumor and can cause secondary tissue damage. It is well established that the absence of residual cancer in a re-resection, even when performed immediately, is more likely attributable to challenges in localizing the residual disease rather than the possibility of no cancer remaining. Consequently, the true efficacy of re-resection as opposed to observational management in this context can only be accurately assessed through extended longitudinal patient monitoring. Furthermore, to elucidate the clinical and prognostic implications associated with positive surgical margins versus those less than , it is necessary to undertake a study encompassing a large cohort of patients, which would provide the statistical power necessary to draw meaningful conclusions.
最近一项meta分析纳入了7项研究,涉及2215例患者,发现与切缘率或 更大切缘相比,切缘距离为 (包括正切缘和切缘小于 )与局部复发率增加2.96倍相关[5]。然而,一些外科医生对广泛切除后切缘的充分性表示有信心,并质疑术后切缘小于 .此外,有人认为,有 边缘的重新切除通常不会发现残留的肿瘤,并可能导致继发性组织损伤。众所周知,即使立即进行再切除,也没有残留的癌症,更可能是由于残留病灶定位的挑战,而不是没有癌症的可能性。因此,在这种情况下,与观察性治疗相比,再切除术的真正疗效只能通过扩展的纵向患者监测来准确评估。此外,为了阐明与手术切缘阳性与手术切缘小于手术切缘相关的临床和预后影响 ,有必要进行一项包含大量患者的研究,这将提供得出有意义的结论所需的统计功效。
Unfortunately, there is a significant dearth of comprehensive research that investigates the differences in outcomes between these two margin groups, as defined by the AJCC Staging Manual, Eighth Edition, specifically within the context of OCSCC. In order to delve into this subject, we undertook a nationwide investigation in Taiwan. Our study aimed to test two hypotheses: first, that OCSCC patients with positive margins and those with margins of less than would exhibit distinct clinicopathological characteristics, and second, that these two groups would display a minimum survival difference of at the 5 -year mark following propensity score (PS) matching.
不幸的是,根据 AJCC 分期手册第八版的定义,特别是在 OCSCC 的背景下,严重缺乏全面的研究来调查这两个边缘组之间结果的差异。为了深入研究这个主题,我们在台湾进行了全国性的调查。我们的研究旨在检验两个假设:首先,切缘阳性的 OCSCC 患者和切缘小于 OCSCC 的患者会表现出不同的临床病理特征,其次,这两组在倾向评分 (PS) 匹配 后 5 年标记处表现出最小生存差异。

Methods 方法

Data sources 数据源

The study was conducted using patient data from the Taiwanese Cancer Registry Database (TCRD) "long-form", which provides comprehensive coverage of over of patients diagnosed with OCSCC in Taiwan. However, a limitation of the TCRD is the absence of information on salvage therapy for patients who experienced disease relapse. To evaluate survival outcomes, additional data were obtained from the Taiwanese National Health Insurance Research Dataset (TNHIRD). The study adhered to the Reporting Recommendations for Tumor Marker Prognostic Studies (REMARK) guidelines [16,17]. The research protocol was approved by the Chang Gung Memorial Hospital Ethics Committee under reference number 201801398B0A3. The requirement for informed patient consent was waived.
该研究使用来自台湾癌症登记数据库 (TCRD) “长表”的患者数据进行,该数据库全面覆盖 了台湾被诊断患有 OCSCC 的患者。然而,TCRD的一个局限性是缺乏关于疾病复发患者的挽救性治疗的信息。为了评估生存结果,从台湾国民健康保险研究数据集(TNHIRD)中获得了额外的数据。该研究遵循了肿瘤标志物预后研究报告建议(Reporting Recommendations for Tumor Marker Prognostic Studies, REMARK)指南[16,17]。该研究方案已获得长庚纪念医院伦理委员会的批准,参考编号为201801398B0A3。免除了患者知情同意的要求。

Patient selection 患者选择

The study focused on patients diagnosed with OCSCC between 2011 and 2020. The initial pool considered for inclusion consisted of 47,025 subjects, and their selection was based on the International Classification of Diseases for Oncology, Third Edition (ICD-O-3) codes. The study flow chart (Figure 1) provides detailed information about the inclusion and exclusion criteria. Patients were excluded if their medical records indicated any of the following: 1) prior history of cancer, 2) non-surgical treatment as the initial approach, 3) unknown pathological stage, 4) unavailable data regarding tumor depth, surgical margins, and extranodal extension (ENE), 5) no information on pathological lymph node metastases, 6) lack of data on tumor differentiation, and 7) nodal yield of fewer than 10 nodes. After applying these exclusion criteria, the final study cohort consisted of 22,419 patients. Initially, the study participants were staged based on the criteria outlined in the AJCC Staging Manual, Seventh Edition (2010). However, an updated classification according to the AJCC Staging Manual, Eighth Edition (2018), was obtained by considering the depth of invasion (DOI) and ENE [18]. Out of the 22,419 patients included in the study, (6086/22419) were found to have disease, whereas (12330/22419) showed pNO disease. Additionally, of the patients did not undergo neck dissection, resulting in a pNx status. Among the 18,416 patients who underwent tumor excision and neck dissection, (1013/18416) had a positive margin. Furthermore, of the patients had a margin of less than (8064/18416) a margin greater than or equal to but less than , and a margin greater than or equal to . The main objective of the study was to compare outcomes between patients with positive margins and those with margins of less than . Furthermore, patients with margins between and , as well as margins greater than or equal to 5 , were included for comparison. The follow-up period was defined as the time from the day of surgery to either the patient's death or the end of the study (December 2021).
该研究的重点是 2011 年至 2020 年间被诊断患有 OCSCC 的患者。最初考虑纳入的受试者包括 47,025 名受试者,他们的选择基于国际肿瘤疾病分类第三版 (ICD-O-3) 代码。研究流程图(图1)提供了有关纳入和排除标准的详细信息。如果患者的病历表明存在以下任何一种情况,则患者被排除在外:1)既往癌症病史,2)非手术治疗作为初始方法,3)病理分期未知,4)关于肿瘤深度、手术切缘和结外延伸(ENE)的数据不可用,5)没有关于病理性淋巴结转移的信息,6)缺乏肿瘤分化数据,以及7)淋巴结产量少于10个淋巴结。在应用这些排除标准后,最终的研究队列由22,419名患者组成。最初,研究参与者是根据 AJCC 分期手册第七版(2010 年)中概述的标准进行分期的。然而,根据AJCC分期手册第八版(2018年),通过考虑侵袭深度(DOI)和ENE获得了更新的分类[18]。在纳入研究的 22,419 名患者中, (6086/22419) 被发现患有 疾病,而 (12330/22419) 显示 pNO 疾病。此外, 患者未接受颈部清扫术,导致 pNx 状态。在接受肿瘤切除和颈部清扫术的 18,416 例患者中, (1013/18416) 的切缘呈阳性。此外, 在患者中,切缘小于 (8064/18416),切缘大于或等于 但小于 ,切 缘大于或等于 。 该研究的主要目的是比较切缘阳性患者和切缘小 于的患者之间的结局。此外,纳入边缘介于 以及边缘大于或等于 5 的患者进行比较。随访期定义为从手术当天到患者死亡或研究结束(2021 年 12 月)的时间。

Data collection 数据采集

After obtaining the study variables from the 2019 release of the TCRD and the 2020 release of the TNHIRD, the final data analyses were performed in October 2023. The TCRD follows the guidelines outlined in
在获得 2019 年发布的 TCRD 和 2020 年发布的 TNHIRD 的研究变量后,于 2023 年 10 月进行了最终数据分析。TCRD 遵循

the Standards for Oncology Registry Entry (STORE) manual [19]. To determine OCSCC-related morbidity and mortality, data from the TNHIRD were obtained. The extracted information was then utilized to calculate disease-specific survival (DSS) and overall survival (OS), respectively.
《肿瘤学注册表标准》(Standards for Oncology Registry Entry, STORE)手册[19]。为了确定与OCSCC相关的发病率和死亡率,从TNHIRD获得了数据。然后利用提取的信息分别计算疾病特异性生存期 (DSS) 和总生存期 (OS)。

Statistical analysis 统计分析

Survival curves were generated using the Kaplan-Meier method and compared for statistical significance with the log-rank test. We evaluated the relationships between the variables under study and survival outcomes through both univariable and multivariable Cox proportional hazards regression analyses. A stepwise selection method was utilized, integrating all variables from the univariable analysis into the multivariable model. The results were expressed as hazard ratios (HRs) with their respective confidence intervals (CIs). All tests were two-tailed and the level of significance was set at .
使用 Kaplan-Meier 方法生成生存曲线,并与对数秩检验进行比较的统计学显着性。我们通过单变量和多变量Cox比例风险回归分析评估了所研究变量与生存结果之间的关系。采用逐步选择方法,将单变量分析中的所有变量整合到多变量模型中。结果以风险比(HRs)及其各自 的置信区间(CIs)表示。所有测试均为双尾测试,显著性水平设定为

Results 结果

Patient characteristics 患者特征

Table 1 presents the general characteristics of patients based on their surgical margin status. The group with margins of less than exhibited a significantly higher prevalence of several variables compared to the positive margin group (all values , except for age). These factors included: 1) tongue subsite, 2) younger age, 3) smaller DOI, 4) pT1 - 2 disease, 5) pN0 disease, 6) p-Stage I - II, and 7) treatment with surgery alone. Notably, the group with positive margins exhibited approximately twice the incidence of involvement compared to the group with margins ( versus ). Significant differences emerged in treatment modalities between the positive margin and less than margin cohorts: surgery alone was administered to of the positive margin group versus of the less than margin group; surgery plus chemotherapy to versus ; surgery plus RT to versus ; and surgery plus CRT to versus , respectively ( ). A significant majority of patients with positive margins underwent postoperative CRT at a rate of . A notable lack of matching was evident between the two groups, with patients with positive margins also presenting with multiple additional high-risk factors.
表 1 根据患者的手术切缘状态列出了患者的一般特征。与正切缘组相比,边缘小于 的组表现出几个变量的患病率显着更高(除年龄外的所有 )。这些因素包括:1)舌亚位,2)年龄较小,3)DOI较小,4)pT1-2疾病,5)pN0疾病,6)p-I-II期,7)单独手术治疗。值得注意的是,与边缘组相比,切缘为正的组 表现出大约两倍的受累发生率 )。阳性切缘组和小于 切缘队列在治疗方式上存在显著差异:正切缘组与 小切 缘组仅 进行手术;手术加化疗与 ; 手术加放疗与 ;和手术加 CRT 分别与 )。绝大多数切缘阳性患者术后 CRT 的发生率为 。两组之间明显缺乏匹配,切缘阳性的患者还表现出多种额外的高危因素。
Five-year survival rates
五年生存率
The 5-year DSS rates based on margin status were as follows: for margins ; for margins measuring ; for margins ; and for positive margins, ( ; Fig. 2A). The OS rates in the four groups were , and 43
基于保证金状况的 5 年期 DSS 利率如下:保证金 ;用于边距测量 ;对于边距 ;对于正边距, ;图2A)。四组的OS率分别为 和43
Fig. 1. Flow diagram illustrating the progression of patients through the study.
图 1.流程图说明了患者在研究中的进展。
Table 1 表1
General characteristics of patients with oral cavity squamous cell carcinoma ) based on different margin statuses.
口腔鳞状细胞癌患者的一般特征 )基于不同的切缘状态。
Characteristic (n, %) 特征 (n, %)

正边距
Positive margins

正利润率与
Positive margins
versus
Tumor subsite 肿瘤亚位点
Tongue